Securities Operations Associate (P1)

About This Role

At Wells Fargo, a Securities Operations Associate plays an important role in supporting accurate and timely securities operations across the trade lifecycle. You will support transaction processing, settlement, reconciliation, servicing, cash movements, and account activity while contributing to effective controls, risk mitigation, and operational excellence across the business.

Key Responsibilities

• Process routine securities transactions across the trade lifecycle, including settlement and reconciliation, following established procedures
• Support cash movements, funding, account servicing, and client onboarding activities
• Research routine operational issues and exceptions, escalating matters that require additional review
• Complete daily operational activities accurately and within established timelines while adhering to policies, controls, and risk requirements
• Collaborate with internal partners and identify potential process improvements to support consistent and efficient operations

Requirements & Tech Stack

• 6+ months of securities operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Qualifications

• Knowledge of securities operations, including trade processing, settlement, reconciliation, cash movements, and account servicing
• Strong attention to detail with the ability to follow established procedures, controls, and risk requirements
• Effective communication, collaboration, and problem-solving skills to support routine operational activities and resolve or escalate exceptions appropriately

Job Expectations

• Ability to work the 5:30 PM to 2:30 AM shift
• Ability to work in a hybrid work model, as per business requirements