Compliance Leadership Role
Roha Housing Finance
Noida, Uttar Pradesh, India3h agovia LinkedIn
About the Role
- This is a full-time, on-site Compliance Leadership role based in Noida.
- The role involves overseeing regulatory and statutory compliance for the housing finance business.
Key Responsibilities
- Monitoring adherence to guidelines issued by regulators.
- Ensuring policies align with applicable laws and internal standards.
- Designing, implementing, and updating compliance frameworks.
- Conducting regular risk and compliance assessments.
- Coordinating internal audits and inspections.
- Drafting and reviewing compliance-related policies and procedures.
- Preparing reports and presentations for senior management.
- Supporting training and awareness initiatives for employees on compliance practices.
- Collaborating with cross-functional teams.
- Handling regulatory queries.
- Driving continuous improvement in compliance processes and controls.
Requirements & Tech Stack
- Proficiency in using standard office productivity tools (e.g., spreadsheets, presentation software, and compliance tracking systems).
Qualifications
- Strong expertise in regulatory compliance, risk management, and internal controls within financial services or housing finance.
- Skills in policy drafting, documentation review, and process standardization.
- Analytical and problem-solving skills, with the ability to interpret regulations, assess compliance gaps, and recommend corrective actions.
- Communication and stakeholder management skills, including the ability to engage with regulators, internal teams, and senior leadership.
- Relevant professional qualifications in law, finance, or compliance (such as a degree in Law, Commerce, Finance, or certifications in compliance/risk) would be beneficial.
- Prior experience in a leadership or supervisory compliance role in NBFCs, housing finance companies, or other regulated financial institutions would be advantageous.
- Demonstrated integrity, attention to detail, and the ability to work independently while upholding high ethical standards would be beneficial.