Merchant Compliance Officer (From BFSI/ Merchant)
MG
Mumbai Metropolitan Region7h agovia LinkedIn
About the Role
A fast-growing player in the BFSI (Banking, Financial Services & Insurance) sector, building compliant, scalable, and audit-ready processes for regulated financial institutions across India. The compliance team ensures seamless alignment with RBI, SEBI, IRDAI, and PCAF frameworks.
Key Responsibilities
- Monitor, interpret, and implement evolving regulatory requirements across RBI, SEBI, IRDAI, and other financial sector bodies.
- Conduct regular internal audits and gap assessments to ensure adherence to KYC, AML, CDD, and Sanctions Screening frameworks.
- Lead preparation and submission of statutory reports, audit responses, and regulatory filings.
- Partner with Legal, Risk, and Operations to embed compliance guardrails into new product launches, process workflows, and vendor onboarding.
- Design and deliver compliance awareness programs and training modules for front-line and support teams.
- Maintain a real-time compliance dashboard tracking control effectiveness, audit findings, and remediation timelines.
Requirements & Tech Stack
- RBI Compliance
- SEBI Regulations
- AML/KYC Frameworks
- Internal Audit
- Statutory Reporting
- Regulatory Gap Analysis
- Compliance Risk Assessment
- IRDAI Guidelines
- PCAF Framework (Preferred)
- ISO 27001 Compliance (Preferred)
- FinTech Compliance (Preferred)
Qualifications
- Experience with RBI, SEBI, IRDAI, and PCAF regulations.
- Familiarity with AML/KYC Frameworks.
- Experience in Internal Audit and Statutory Reporting.
- Ability to perform Regulatory Gap Analysis and Compliance Risk Assessment.
- Experience working in a BFSI environment.