Capital Markets Services New Associate

Designation: Capital Markets Services New Associate

About the Role

• A wealth management and investment advisory firm with a long history of supporting multi-generational families in growing and preserving wealth.

Key Responsibilities

• Review and validate customer account opening forms and supporting documents.
• Ensure compliance with KYC (Know Your Customer) and other regulatory requirements.
• Perform quality checks on account opening cases to identify discrepancies or missing information.
• Liaise with internal teams (Compliance, Risk) to resolve documentation issues.
• Maintain accurate records of validation checks and escalate non-compliant cases.
• Recommend process improvements to enhance accuracy and efficiency.
• Stay updated with changes in regulatory requirements and internal policies.

Requirements & Tech Stack

• Primary skill - Wealth and Asset Management Applications - P3

Qualifications

• Any Graduation