Regulatory Specialist

About Affinisio Technologies

Affinisio Technologies delivers enterprise-grade compliance automation solutions for listed companies, financial institutions, and professional firms. The platform streamlines complex regulatory processes, including insider trading monitoring, pre-clearance, related-party transactions, disclosures, and governance workflows. Solutions are deployed within client infrastructure to maintain full data ownership, security, and regulatory control. Affinisio focuses on enabling organizations to automate compliance obligations to improve operational efficiency and meet evolving regulatory expectations.

About the Role

The Regulatory Specialist is a full-time role responsible for supporting the design, implementation, and optimization of Affinisio’s compliance automation solutions.

Key Responsibilities

• Interpreting regulatory requirements.
• Implementing regulatory requirements into system and client workflows.
• Collaborating with product and engineering teams to ensure accurate regulatory coverage.
• Demonstrating, reviewing, showcasing, and testing features relevant to regulated and listed companies and financial institutions.
• Validating that automated processes help clients meet regulatory requirements.
• Working with clients to understand their governance frameworks.
• Assisting in client onboarding and configuration.
• Providing ongoing advisory support on regulatory changes.
• Preparing internal documentation.
• Preparing training materials.
• Participating in quality reviews to maintain high compliance and control standards.

Requirements & Tech Stack

• Experience applying Regulatory Compliance and Regulatory Affairs in financial services, listed companies, or professional firms.
• Expertise in interpreting and operationalizing Regulatory Requirements, including securities regulations, insider trading rules, listing and disclosure obligations.
• Strong Analytical Skills, including the ability to assess regulatory risk, analyze complex workflows, and translate rules into structured processes.
• Excellent Communication skills for explaining regulatory concepts to technical and non-technical stakeholders and clients, and for creating clear documentation and client-facing materials.
• Relevant qualifications such as a degree in Law, Finance, Corporate Secretarial, Regulatory Compliance, or a related field are beneficial.
• Professional certifications (e.g., compliance or regulatory certifications) are an advantage.
• Experience with compliance technology, governance workflows, or enterprise software implementations is highly beneficial.
• Ability to work independently in a cross-functional environment is highly beneficial.

Qualifications

• Strong skills in Regulatory Compliance and Regulatory Affairs.
• Expertise in interpreting and operationalizing Regulatory Requirements.
• Strong Analytical Skills.
• Excellent Communication skills.
• Degree in Law, Finance, Corporate Secretarial, Regulatory Compliance, or a related field is beneficial.
• Professional certifications (e.g., compliance or regulatory certifications) are an advantage.
• Experience with compliance technology, governance workflows, or enterprise software implementations is highly beneficial.

Employment Type

• Full-Time

Location

• Mumbai