Compliance Executive
Loansi
Gurugram, Haryana, India2h agovia LinkedIn
About the Role
The Compliance Executive – Gold Loan is a full-time, on-site role based in Gurugram. This role is responsible for monitoring gold loan operations to ensure adherence to relevant banking regulations, internal policies, and risk management frameworks.
Key Responsibilities
- Reviewing documentation for loan applications.
- Validating KYC and other compliance requirements.
- Maintaining accurate records and reports.
- Coordinating with bank partners and internal teams to resolve discrepancies.
- Tracking regulatory updates.
- Supporting internal audits.
- Providing compliance guidance to operational staff.
- Escalating potential issues to management.
Qualifications
- Strong understanding of regulatory and compliance requirements related to gold loans, retail lending, and KYC/AML norms.
- Experience in documentation review, process checks, and maintaining compliance-related records and reports.
- Ability to analyze operational data, identify gaps, and implement corrective actions in coordination with stakeholders.
- Effective communication and collaboration skills for working with bank partners, internal teams, and customers.
- Attention to detail, high ethical standards, and a structured approach to problem-solving and risk management.
- Proficiency with MS Office tools.
- Basic familiarity with loan management or banking systems.
- Bachelor’s degree in Finance, Commerce, Business Administration, Law, or a related field.
- Relevant certifications in compliance or risk management are an advantage.
- Prior experience in banking, NBFCs, or financial services compliance, particularly in gold loans or secured lending, is preferred.