Associate, Client Onboarding & Configuration

About the Role

Associate, Client Onboarding & Configuration with Goldman Sachs Services LLC in Salt Lake City, Utah.

Key Responsibilities

• Engage in client service and relationship support, risk management, and regulatory adherence.
• Provide operational risk management and oversight for the Firm's account opening workflow and processes.
• Identify and manage potential risks in daily business operations.
• Implement controls to mitigate risk.
• Work with cross-functional teams to enable accurate reporting.
• Work with Compliance to define and implement firm policies and controls that minimize market or earnings risk.
• Work with engineering teams to design new system enhancements to improve efficiencies.
• Design procedures to reflect changing regulatory requirements and limit risk.
• Review legal structures of various entities.
• Collect and prepare due diligence documents.
• Complete administrative tasks to ensure client expectations are met.
• Create all new client trading accounts.
• Coordinate additional trading features and account types for existing clients.
• Manage client maintenance and data quality.
• Maintain and establish relationships with institutional clients.
• Facilitate front-to-back coordination.
• Facilitate setup of trading relationships.
• Escalate potential relationship issues that threaten the firm's market position and devise possible resolutions.
• Ensure due diligence is performed to protect the firm's assets by complying with Know Your Customer regulations to prevent and detect money laundering, corruption, and other financial crimes.

Requirements & Tech Stack

• Prior experience building relationships with both external and internal clients to understand specific trading strategies and determine individual needs.
• Prior experience working on multiple, time-sensitive projects in partnership with global teams and cross-functions, ensuring timely delivery with high quality to meet client or business expectations.
• Prior experience analyzing large data sets of 10,000+ lines and synthesizing into key themes or action items.
• Prior experience analyzing data and configuring operational metrics through one of the following self-service tools: Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods, and RPA robotics.

Qualifications

• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, or a related field.
• Two (2) years of experience in the job offered or a related role.