Compliance Officer
Michael Page
Ahmedabad, Gujarat, India1h agovia LinkedIn
About Our Client
The organisation operates in the Financial Services industry in Ahmedabad.
Job Description
- Ensure compliance with the IFSCA (Fund Management) Regulations, 2025, and all applicable circulars, directions, and guidelines issued by IFSCA.
- Develop, implement, and maintain the firm's compliance manual, policies, and standard operating procedures, including those relating to AML/KYC, personal account dealing, conflicts of interest, and record-keeping.
- Review investor onboarding documentation, including KYC/AML, FATCA, and CRS requirements, prior to the acceptance of subscription.
- Act as the point of contact for auditors, legal counsel, the fund administrator, bankers, and other service providers, retaining accountability for compliance outcomes where activities are performed by third parties.
The Successful Applicant
We're Looking For Someone Who Has
- Knowledge of compliance processes within Financial Services.
- Understanding of investment and asset management activities.
- Ability to review documents and identify compliance gaps.
- The ability to operate effectively within a lean team, without the support of a large compliance function.
What's on Offer
- Competitive compensation
- A professional environment built on trust, accountability, and autonomy.
- Direct engagement with the founder and the investment team.
- Broad exposure across compliance, fund operations, and investor onboarding within an international fund platform.