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COMPLIANCE EXECUTIVE, PMS
KAAPRO MANAGEMENT SOLUTIONS PRIVATE LIMITED
Ahmedabad, Gujarat, IndiaFresher47m agovia LinkedIn
About the Role
We are looking for a qualified Company Secretary (CS) fresher to join our Compliance team as a Compliance Executive – PMS. You will work closely under the Compliance Officer and will receive hands-on exposure to SEBI regulations, regulatory filings, audits, internal controls, and the day-to-day compliance framework of an investment management business.
Key Responsibilities
- PMS & Regulatory Compliance
- Compliance Monitoring & Documentation
- Audit & Regulatory Support
- Operations & Accounting Coordination
- Company Secretarial & General Compliance Support
Requirements & Tech Stack
- Company Secretary (CS) qualification
- Fresher
- Understanding of SEBI regulations
- Familiarity with regulatory filings
- Knowledge of audits
- Understanding of internal controls
- Ability to contribute to a compliance framework