Trade & Transaction Reporting Associate

About the Role

• This is an associate-level role supporting trade and transaction reporting.

Key Responsibilities

• Support with exception management, reconciliations, controls testing, process management, and issue investigation and resolution.
• Support with trade and transaction reporting and execute a variety of processes.
• Execute submissions to regulators for trade and transaction reporting.
• Ensure adherence to controls and compliance with regulatory obligations.
• Provide support to supervisor with daily people management and ongoing support and development of people.
• Deliver manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums.
• Take responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions.
• Raise and escalate any breaches in regulatory reporting in a timely manner.
• Maintain documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business.

Requirements & Tech Stack

• Understanding of relevant asset classes: rates, credit, equity, FX, futures markets, and structured trading businesses.
• Experience gained from working in a middle office or operations environment.
• Ability to build and maintain good working relationships with stakeholders.
• Knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment.
• Understanding of regulatory reporting requirements.
• Awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.
• Ability to maintain a focus on control and attention to detail.