Trade & Transaction Reporting Associate

About the Role

This is a varied role supporting trade and transaction reporting, exception management, reconciliations, controls testing, process management, and issue investigation and resolution. It offers an opportunity to develop relationships with stakeholders across the bank.

Key Responsibilities

• Supporting with trade and transaction reporting and executing a variety of processes.
• Executing submissions to regulators for trade and transaction reporting, ensuring adherence to controls and regulatory obligations.
• Providing support to your supervisor with daily people management and ensuring ongoing support and development of people.
• Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums.
• Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions.
• Raising and escalating any breaches in regulatory reporting in a timely manner.
• Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business.

Requirements & Tech Stack

• Understanding of relevant asset classes: rates, credit, equity, FX, futures markets, and structured trading businesses.
• Experience in a middle office or operations environment.
• Ability to build and maintain good working relationships with stakeholders.
• Some knowledge of front-to-back processes needed to maintain a stable and controlled trade environment.
• Understanding of regulatory reporting requirements.
• Awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.
• Ability to maintain a focus on control and attention to detail.