Trade & Transaction Reporting Associate

About the Role

• Take on a new career challenge and hone your analytic skills in a fast paced, forward-thinking team.
• This is a varied role, where you’ll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution.
• This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work.

What you'll do

• Support with trade and transaction reporting and execute a variety of processes.
• Ensure submissions to regulators for trade and transaction reporting are compliant with our regulatory obligations.
• Provide support to your supervisor with daily people management and ensuring the ongoing support and development of people.

Day-to-day, you’ll be

• Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums.
• Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions.
• Raising and escalating any breaches in regulatory reporting in a timely manner.
• Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business.

Requirements & Tech Stack

• Understanding of relevant asset classes: rates, credit, equity, FX, futures markets, and structured trading businesses.
• Ability to build and maintain good working relationships with stakeholders.
• Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment.
• An understanding of regulatory reporting requirements.
• An awareness of risk and control frameworks, including process documentation, control documentation and supervisory frameworks.
• The ability to maintain a focus on control and attention to detail.

Ideally, you’ll have gained this from working in a middle office or operations environment.