Trade & Transaction Reporting Associate

About the Role

• A varied role supporting with exception management, reconciliations, controls testing, process management, and issue investigation and resolution.
• Opportunity to develop relationships with stakeholders across the bank.

Key Responsibilities

• Supporting with trade and transaction reporting and executing a variety of processes.
• Executing submissions to regulators for trade and transaction reporting.
• Ensuring compliance with regulatory obligations and adherence to controls.
• Providing support to supervisor with daily people management and ensuring ongoing support and development of people.
• Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums.
• Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions.
• Raising and escalating any breaches in regulatory reporting in a timely manner.
• Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business.

Requirements & Tech Stack

• Understanding of relevant asset classes: rates, credit, equity, FX, futures markets, and structured trading businesses.
• Experience gained from working in a middle office or operations environment is ideal.
• Ability to build and maintain good working relationships with stakeholders.
• Knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment.
• Understanding of regulatory reporting requirements.
• Awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.
• Ability to maintain a focus on control and attention to detail.