KYC Executive

About the Role

The KYC Executive role is a full-time, on-site position based in New Delhi at RS Wealth Management Pvt. Ltd.

Key Responsibilities

• Collecting, verifying, and updating client documentation in line with regulatory and internal compliance requirements.
• Validating identity and address proofs.
• Performing due diligence checks.
• Monitoring documentation completeness.
• Escalating discrepancies or suspicious information to the compliance team.
• Maintaining accurate records in internal systems.
• Coordinating with operations, sales, and customer-facing teams for timely KYC completion.
• Responding to client queries regarding KYC requirements.
• Supporting periodic reviews, audits, and process enhancements.

Requirements & Tech Stack

• Proficiency in MS Office.
• Familiarity with trading or back-office platforms.
• Ability to manage documentation and data accurately.

Qualifications

• Strong analytical skills and attention to detail to review documentation, identify inconsistencies, and support risk assessment.
• Effective communication and customer service skills to interact with clients and internal teams and clarify KYC requirements professionally.
• Foundational knowledge of finance and financial markets, with the ability to understand products such as equities, derivatives, commodities, and mutual funds.
• Experience with due diligence processes, KYC/AML procedures, and regulatory compliance in the financial services sector.
• Bachelor’s degree in Commerce, Finance, Business, or a related field.
• Relevant certifications in compliance, AML, or KYC are an advantage.
• High level of integrity, reliability, and the ability to work in a structured, process-driven environment under timelines.