Regulatory Reporting Operations Professional

About the Role

This role is responsible for providing analysis for one or more operations product areas in the delivery of moderately complex regulatory reporting and/or regulatory processing.

Key Responsibilities

• Delivers moderately complex regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, and timeliness.
• Executes control practices, including compliance with all regulatory and policy requirements, including data quality standards.
• Documents key risks, performance indicators, desktop procedures, controls, and metrics related to reporting, and executes quality assurance, quality control, and report production tasks for regulatory reports.
• Supports the response to regulatory agencies and internal control partners on inquiries and reporting breaches.
• Participates in the representation of the reporting function to control partners (e.g., Audit and Compliance).
• Identifies, tracks, and remediates errors, breaches, data issues, and control enhancements that impact reports.
• Contributes to partnerships with key stakeholders, including upstream process owners, data providers, and Non-Financial Regulatory Reporting Interpretation and Technology teams.

Requirements & Tech Stack

• Delivers highly complex regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, quality, and timeliness.
• Defines and executes control practices, including compliance with all regulatory and policy requirements, including data quality standards.
• Ensures that key risks, performance indicators, and desktop procedures are fully documented, in line with enterprise standards, reviewed on a regular basis, and challenged and escalated where necessary.
• Responds to inquiries from regulatory agencies and internal control partners (e.g., Audit and Compliance), and provides reporting, as needed.
• Establishes credible, collaborative, and influential relationships with key senior stakeholders, including FLU and Front Office partners.
• Identifies, tracks, and remediates errors, breaches, data issues, and control enhancements that impact the respective reports.
• Coordinates the partnership with upstream process owners and data providers to improve data quality of regulatory reports, and with Non-Financial Regulatory Reporting Interpretation and Technology teams to review and maintain data dictionaries for completeness of business requirements and ensure completeness of all operational and reporting requirements.

Qualifications

• Problem Solving
• Reporting
• Attention to Detail
• Critical Thinking
• Data Quality Management
• Prioritization
• Risk Management
• Analytical Thinking
• Data Mining
• Decision Making
• Global Markets Knowledge/Experience, regulatory reporting, financial reporting, or compliance within banking or financial services industry.
• Knowledge of Control Frameworks.
• Planning.

Shift: 1st shift

Hours Per Week: 40