Senior Associate, Compliance Consulting
Kroll
Mumbai Metropolitan Region0–7 yrs4h agovia LinkedIn
This job at a glance
- Who can apply
- Freshers and up to 7 years · Bachelor's degree
- Must know
- TroubleshootingAccountingAuditing
- Work
- On-site in Mumbai Metropolitan Region
- Pay
- Not stated by the employer.
- Skill demand
- Accounting25%Auditing18%Troubleshooting12%of 100 similar fresher jobs posted in India this week
- Listed
- 2 Nov 2026 · still open
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About the Role
Senior Associate, Compliance Consulting at Kroll.
- Essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice.
- Manage and perform client electronic surveillance monitoring.
- Proactive, innovative individuals with initiative and a relish for responsibility.
- Suitable for someone proactive, who thrives in a fast-paced environment.
- Deliver clarity to clients’ complex governance, risk, and transparency challenges.
Key Responsibilities
- Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice.
- Manage and perform ongoing SEC compliance support services for clients, primarily hedge funds and private equity funds.
- Assist in managing and monitoring various personal trading platforms.
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms.
- Work closely with external vendors to troubleshoot and escalate critical systems issues.
- Actively monitor and report on potential electronic communication compliance violations.
- Stay abreast of SEC guidance regarding regulatory changes and guidance for electronic communications and surveillance systems.
Requirements & Tech Stack
- Bachelor’s or master’s degree in Commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college.
- Proven six (6) months to 7 years of work experience in a compliance role.
- Ability to work on own initiative and as part of a team.
- Client facing, solutions focused skills.
- Passionate to work extensively on data management.
- Clear, logical thought processes.
- Ability to make decisions and articulate these clearly.
- Strong English oral and written communication skills.
- Time management skills and ability to work within deadlines.
- Solution-driven and problem-solving attitude.
- Experience in advising hedge funds and private equity funds is a plus.
- A legal or audit background would be useful.