Regulatory Compliance New Associate

Designation: Regulatory Compliance New Associate

Key Responsibilities

• Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talent.
• Perform KYC Screening (Know Your Customer), involving checking customers against various databases to identify potential risks such as fraud, money laundering, or terrorist financing.
• Verify personal information and cross-reference it with watchlists, sanctions lists, and other sources.
• Ensure compliance with regulations and protect the organization from financial crimes.
• Perform Customer Identity Verification.
• Conduct Risk Assessment Screening.
• Ensure Compliance Regulatory Adherence.
• Manage and escalate alerts.
• Perform data management reporting.
• Understand business and regulatory requirements, governance, operating model, process and system controls to verify the identity, suitability, and risks involved with onboarding and/or maintaining a business / customer relationship.
• Drive customer identification, customer due diligence, and enhanced due diligence.

Role Details

• Solve routine problems, largely through precedent and referral to general guidelines.
• Primary interaction is within your own team and your direct supervisor.
• Receive detailed instructions on all tasks.
• Decisions made impact your own work and are closely supervised.
• Work as an individual contributor as part of a team with a predetermined, narrow scope of work.
• This role may require you to work in rotational shifts.

Requirements & Tech Stack

• KYC Screening - Know Your Customer (KYC)

Qualifications

• Any Graduation
• Adaptable and flexible
• Written and verbal communication
• Ability to meet deadlines
• Ability to work well in a team