Senior Associate, Compliance Consulting
Kroll
Mumbai Metropolitan Region0–7 yrs1h agovia LinkedIn
This job at a glance
- Who can apply
- Freshers and up to 7 years · Bachelor's degree
- Must know
- TroubleshootingAccountingAuditing
- Work
- On-site in Mumbai Metropolitan Region
- Pay
- Not stated by the employer.
- Skill demand
- Accounting27%Auditing21%Troubleshooting6%of 99 similar fresher jobs posted in India this week
- Listed
- 2 Nov 2026 · still open
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About the Role
We are looking for a Senior Associate to be an essential part of the team assisting the Financial Services Compliance & Regulation - Compliance Consulting practice to manage and perform client electronic surveillance monitoring. We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility. This role would suit someone proactive, who thrives in a fast-paced environment.
Key Responsibilities
- Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds).
- Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms.
- Work closely with external vendors to troubleshoot and escalate critical systems issues.
- Actively monitor and report on potential electronic communication compliance violations.
- Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
- Experience in advising hedge funds and private equity funds is a plus.
Requirements & Tech Stack
- Bachelor’s or master’s degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college.
- Proven six (6) months to 7 years of work experience in a compliance role.
- Ability to work on own initiative and as part of a team.
- Client facing, solutions focused skills and passionate to work extensively on data management.
- Clear, logical thought processes, ability to make decisions and articulate these clearly.
- Strong English oral and written communication skills.
- Time management skills and ability to work within deadlines.
- Solution-driven and problem-solving attitude.
- Legal or audit background would be useful.