Supervisory Control Associate
Wells Fargo
Minneapolis, MN0–2 yrs24m agovia LinkedIn
This job at a glance
- Who can apply
- New grads and up to 2 years
- Must know
- Project managementSalesExcelMicrosoft Office
- Work
- On-site in Minneapolis
- Pay
- Not stated by the employer.
- Skill demand
- Excel39%Microsoft Office33%Project management17%Sales12%of 99 similar entry-level jobs posted in the US this week
- Listed
- Oct 30, 2026 · still open
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About the Role
Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate to join our Managed Account Documentation Unit (MADU). The Supervisory Control Associate will be responsible for compliance supervision of suitability of new accounts opened by Private Client Group (PCG) and Wealth Brokerage Services (WBS) producing Branch Managers, and Financial Advisors.
Key Responsibilities
- Participate or conduct compliance, supervision, control reviews, administration, and technology.
- Design risk processes and provide project management support.
- Identify issues and provide resolution within Insurance or Private Client Groups.
- Perform basic or tactical ongoing regulatory, compliance, and operational reviews, as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies.
- Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure compliance with all regulatory and firm policies.
- Collaborate and consult with financial advisors, branch managers, supervisory principals, and Market Administration Management.
Requirements & Tech Stack
- 6+ months of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
- US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration.
- Intermediate Microsoft Office (Word, Excel, and Outlook) skills.
Job Expectations
- US Only: Registration for FINRA Series 9/10 and 65 (or 66) must be completed within a 90 or 180-day time period contingent upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted.
- US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.
- This role requires a FINRA supervisory license.
- This position is subject to FINRA background screening requirements.
- This position is not eligible for Visa sponsorship.
Locations
- 550 S Tryon St. Charlotte, North Carolina
- 2801 Market St. F & L Bldg. Saint Louis, Missouri
- 401 Las Colinas Blvd Bldg. A., Irving, Texas
- 550 S 4th St. Minneapolis, Minnesota
Pay Range
- Minneapolis, MN - $75,000.00 - $114,000.00 USD Annual
Benefits
- Health benefits
- 401(k) Plan
- Paid time off
- Disability benefits
- Life insurance, critical illness insurance, and accident insurance
- Parental leave
- Critical caregiving leave
- Discounts and savings
- Commuter benefits
- Tuition reimbursement
- Scholarships for dependent children
- Adoption reimbursement